Enterprise TPRM Platform

Third Party Risk Management,
Automated End-to-End

ThirdGuardian is a complete vendor risk platform — from intake request to final remediation. AI-powered questionnaires, rules-based tier assignment, vendor self-service portal, and real-time audit trails all in one place.

Full audit trail on every action
AI-powered throughout
No spreadsheets, ever
80%
Reduction in manual assessment effort
AI
Powered questionnaire generation & risk analysis
360°
Streamlined subprocessor management & oversight
100%
Audit trail coverage across all entities
Workflow

From Intake to Remediation

A structured, automated path that covers every stage of third-party risk assessment — without the spreadsheets.

1

Intake & Tier Assignment

Business teams submit a Use Case request. The rules engine automatically assigns a risk tier based on data classification, service type, and configurable conditions. Custom intake fields capture your org's specific requirements.

2

Automated Assessment

Questionnaires are auto-assigned based on tier and rules. Vendors complete questionnaires via a dedicated self-service portal. AI extracts BIA impacts from uploaded documents and generates questionnaire drafts from frameworks.

3

Review & Remediation

Assessors review responses with per-question notes. Issues with severity-based due dates are auto-created. Bar raiser approvals enforce accountability on critical findings. Everything is logged to an immutable audit trail.

4

Continuous Monitoring

Reassessment cadences are automatically scheduled based on vendor tier. Track breach history, monitor tier changes across your portfolio, and surface overdue reassessments before they become compliance gaps.

Platform Features

Everything Your Risk Team Needs

A comprehensive TPRM suite built on a clean service-layer architecture — configurable, auditable, and ready to scale.

Questionnaire Template Builder

Design reusable questionnaires with 8 question types, section-based organization, and conditional logic. Assign templates automatically via a rules engine based on vendor tier, data classification, and intake field values.

AI-Powered Questionnaire Generation

Generate full questionnaire drafts from natural language instructions or uploaded frameworks (CSV, PDF, DOCX). The AI engine handles file parsing, structured output, and large-framework chunking automatically.

AI Powered

Vendor Self-Service Portal

Vendors log in to their own secure portal to complete questionnaires with section-by-section navigation, view assessment status, and upload documents. Fully isolated from internal user sessions via polymorphic authentication.

Live

Questionnaire Return Flow

Assessors can return questionnaires to vendors with mandatory comments explaining what needs revision. Email notifications fire automatically via async Celery tasks with retry logic. Race conditions handled across multi-questionnaire assessments.

New

Rules-Based Tier Assignment

Define priority-ordered rules to auto-assign vendor risk tiers based on data classification, service type, custom intake fields, and more. Manual overrides require a mandatory justification tracked in the audit trail.

Business Impact Analysis

Upload BIA documents (PDF, DOCX) and let AI extract Confidentiality, Integrity, and Availability impacts directly into Use Case fields. AI also suggests grammar improvements for impact narrative fields.

AI Powered

Issue Management & SLA Tracking

Track findings from assessments with severity-based due dates auto-calculated from SLA configuration. Bar raiser approval workflow for critical findings. Issues can be reopened, assigned to teams, and tracked to remediation or cancellation.

Complete Audit Trail

Every field change, state transition, comment, tier override, and questionnaire action generates an immutable audit log entry — automatically. No manual logging required, no gaps. Fully ready for compliance audits.

Role-Based Access Control

Four fixed roles (Admin, Manager, Assessor, Business User) with 18 granular permissions configurable per role. Ownership-based access control ensures users only see what they're responsible for.

Data Classification System

Classify data elements (PII, PHI, Financial, Payment) into fully configurable classification types. Datasets inherit the highest classification of their elements. Auto-sensitivity mapping drives Use Case risk scoring.

Custom Intake Fields

Admins define dynamic intake fields (yes/no, text, select, checkboxes, date) per organization. These fields integrate with the questionnaire assignment rules engine — use them as conditions to auto-trigger specific questionnaires.

New

Personalized Dashboard

Each user sees their own risk posture — use cases they own, issues assigned to them, overdue tasks. Ownership role filter lets users pivot between their Requestor, Assessor, Manager, or Watcher roles in a single view.

AI Engine

AI Built Into Every Step

A configurable AI service layer woven throughout the platform — from intake to remediation. Each capability can be independently enabled and tuned with custom system prompts.

AI Engine
Questionnaire Generation
Risk Assessment
Framework Mapping
Document Analysis & Chat
BIA Generation
Remediation Suggestions
Tech & 4th Party Detection
State Machine

Every Workflow, Structured

Use Cases, Assessments, Issues, and Questionnaires all follow defined state machines — no ambiguous statuses, no lost work.

Use Case: Intake to Completion

Each vendor engagement is managed as a Use Case — the central entity connecting all assessments, issues, tasks, datasets, and audit history. From the moment a business team submits a request to final sign-off, everything is tracked.

  • Auto-generate tasks on Use Case creation
  • Auto-assign risk tier via rules engine on creation
  • Assessment auto-created with questionnaire assignment
  • Issue due dates recalculate if go-live date changes
  • Related use cases, datasets, and contacts all linked
Draft Business team submits request
Awaiting Assessor Assessment auto-created, tier assigned
Under Review Questionnaire submitted by vendor
Remediation Issues created and tracked
Completed All issues resolved, signed off

Assessment: Central Risk Hub

Each assessment is the hub connecting questionnaires, documents, communications, and issues for a given vendor relationship. Multiple questionnaires can run concurrently with independent state management.

  • Auto-created via questionnaire assignment rules engine
  • Multiple questionnaires with parallel state tracking
  • Documents, AI analysis, and communications all in one place
  • Race condition-safe state transitions across multi-questionnaire flows
Not Started Created, questionnaires assigned
Awaiting Third Party Vendor portal access granted
Under Review Submission received, assessor reviewing
Completed All questionnaires reviewed

Issues: Findings to Closure

Issues capture risk findings from assessments. Due dates auto-calculate from the Use Case go-live date plus the severity SLA. The owning team (Business or Third Party) drives which state label is shown.

  • Pre-fill from questionnaire question with one click
  • Bar raiser approval required for critical severity
  • Close as Remediated or Cancelled — both tracked
  • Overdue issues highlighted in dashboard
Draft Created from assessment finding
Awaiting Assessor Assigned, SLA clock started
Awaiting 3rd Party / Requestor Remediation responsibility assigned
Closed · Remediated Evidence reviewed and accepted

Questionnaire: Collaborative Review

Questionnaires move between your team and the vendor until fully reviewed. Assessors annotate individual questions with notes, create issues directly from problematic answers, and return incomplete submissions with comments.

  • Per-question assessor notes saved via AJAX
  • Create issue from any question — pre-filled with context
  • Return to vendor with mandatory reason and auto-email
  • Flag specific questions for follow-up with comments
Not Started Assigned to assessment
In Progress Vendor completing via portal
Submitted Assessor review queue
↓ or ↩ Returned
Reviewed Notes logged, issues created
Access Control

Designed for Your Whole Team

Four purpose-built roles with 18 granular permissions. Everyone sees what they need — nothing more.

Administrator

Full platform control. Configure tiers, rules engines, AI providers, data classifications, severity levels, and all system settings.

Manager

Team-level oversight. Review escalated use cases, pending approvals, bar raiser sign-offs, and team performance metrics.

Assessor

Dedicated review interface. Annotate questionnaire responses, create and track issues, run AI analysis, and manage vendor communication.

Business User

Submit Use Case requests, monitor progress on their vendors, view issues assigned to them, and collaborate with risk teams via comments.

Who We Serve

Built for Risk-Conscious Organizations

Whether you're meeting regulatory mandates or proactively managing supply chain risk, ThirdGuardian adapts to your framework.

Financial Services

Meet OCC, Fed, and FFIEC third-party risk guidance with comprehensive audit trails, data classification tracking, tiered assessment cadences, and evidence management.

Healthcare & Life Sciences

Track PHI and HIPAA-sensitive data elements through every vendor relationship. Business Impact Analysis tools surface confidentiality, integrity, and availability risks from the first intake request.

Technology & SaaS

Scale your vendor risk program as your vendor portfolio grows. Automate assessments for cloud services, APIs, and tech partners without adding headcount — rules engines do the routing.

Enterprise Security Teams

Consolidate third-party risk into a single platform. Assessor workflows, issue tracking, bar raiser approvals, and customizable severity SLAs align with how professional security teams work.

Why ThirdGuardian

The Platform That Grows With You

Every configuration option backed by a real use case. No feature bloat — just the controls risk teams actually need.

1Replace Spreadsheets Permanently

One source of truth for every vendor relationship — assessments, issues, tasks, documents, and contacts — all linked and fully searchable.

2Cut Assessment Time by 80%

AI-generated questionnaires, automated routing, and vendor self-service mean your assessors spend time reviewing risk — not managing logistics.

3Never Miss an SLA

Issue due dates auto-calculate from go-live dates and severity levels. Overdue items surface in dashboards automatically before they become problems.

4Audit-Ready by Default

Every field change, tier override, and state transition is logged automatically with who, what, and when. No manual documentation required.

5Fully Configurable Framework

Severity levels, data classifications, vendor tiers, questionnaire templates, and intake fields are all admin-configurable — no developer needed.

6Vendor Experience That Scales

A dedicated vendor portal means your partners can complete questionnaires, check status, and respond to requests without email chains or shared drives.

Get a Demo

Ready to Transform Your Third Party Risk Program?

See ThirdGuardian in action. We'll walk you through the platform with your own use cases and answer any questions your team has.

  • Full platform walkthrough with your use cases
  • Personalized walkthrough tailored to your use cases
  • Influence the product roadmap directly
  • Dedicated onboarding support

Request a Demo

We'll be in touch within 1 business day.

No spam. No cold calls. Just a conversation about risk.